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A recent study of recently incarcerated people finds that witnessing violence is a frequent and traumatizing experience in prison.

by Emily Widra, December 2, 2020

Early this year — before COVID-19 began to tear through U.S. prisons — five people were killed in Mississippi state prisons over the course of one week. A civil rights lawyer reported in February that he was receiving 30 to 60 letters each week describing pervasive “beatings, stabbings, denial of medical care, and retaliation for grievances” in Florida state prisons. That same month, people incarcerated in the Souza-Baranowski Correctional Center in Massachusetts filed a lawsuit documenting allegations of abuse at the hands of correctional officers, including being tased, punched, and attacked by guard dogs.

While these horrific stories received some media coverage, the plague of violence behind bars is often overlooked and ignored. And when it does receive public attention, a discussion of the effects on those forced to witness this violence is almost always absent. Most people in prison want to return home to their families without incident, and without adding time to their sentences by participating in further violence. But during their incarceration, many people become unwilling witnesses to horrific and traumatizing violence, as brought to light in a February publication by Professors Meghan Novisky and Robert Peralta.

In their study — one of the first studies on this subject — Novisky and Peralta interview recently incarcerated people about their experiences with violence behind bars. They find that prisons have become “exposure points” for extreme violence that undermines rehabilitation, reentry, and mental and physical health. Because this is a qualitative (rather than quantitative) study based on extensive open-ended interviews, the results are not necessarily generalizable. However, studies like this provide insight into individual experiences and point to areas in need of further study.

Participants in Novisky and Peralta’s study reported witnessing frequent, brutal acts of violence, including stabbings, attacks with scalding substances, multi-person assaults, and murder. They also described the lingering effects of witnessing these traumatic events, including hypervigilance, anxiety, depression, and avoidance. These traumatic events affect health and social function in ways that are not so different from the aftereffects faced by survivors of direct violence and war.

Violence behind bars is inescapable and traumatizing

Violence in prison is unavoidable. By design, prisons offer few safe spaces where one can sneak away — and those that exist offer only a small measure of protection. Novisky and Peralta’s findings echo previous research revealing that incarcerated people often “feel safer” in their private spaces, such as cells, or in a supervised or structured public space, such as a chapel, rather than in public spaces like showers, reception, or on their unit. However, even inside their cells, people remain vulnerable to seeing or hearing violence and being victimized themselves.

Participants in Novisky and Peralta’s study discussed graphic, horrific acts of violence they had witnessed during their incarceration: stabbings, beatings, broken bones, and attacks with makeshift weapons. Some participants were even forced into direct, involuntary participation, by being required to clean up blood after an attack or murder. “I used so much bleach in that bathroom … I just couldn’t look,” one participant recalled. “I just kept pouring the bleach in it [the blood], and pouring the bleach in it, and then I would mop it.” As the authors succinctly state, “the burdens of violence are placed not just on the direct victims, but also on witnesses of violence.”

Responses to witnessed violence behind bars can result in post-traumatic stress symptoms, like anxiety, depression, avoidance, hypersensitivity, hypervigilance, suicidality, flashbacks, and difficulty with emotional regulation. Participants described experiencing flashbacks and being hypervigilant, even after release. One participant explained: “I’m trying to change my life and my thinking. But it [the violence] always pops up. I get flashbacks about it … just how the violence is. In a split second you can be cool. And then the next thing you know, there’s people getting stabbed or a fight breaks out over nothin’.”

The effects of witnessing violence are compounded by pre-existing mental health conditions, which are more common in prisons and jails than in the general public. As one participant in the Novisky and Peralta study put it, prison is no place to recover from past traumas or to manage ongoing mental health concerns: “I don’t think it [prison] made my PTSD worse, it just made the PTSD I already had trigger the symptoms.”

graph showing percent of people in prison experiencing physical or sexual violence

Violence in prison by the numbers

Prisons are inherently violent places where incarcerated people (often with their own histories of victimization and trauma) are frequently exposed to violence with disastrous consequences. Because there is no national survey of how many people witness violence behind bars, we compiled data from various Bureau of Justice Statistics surveys and a 2010 nationally representative study to show the prevalence of violence. The table below shows the most recent data available,1 although it is likely that many of these events are underreported.

Given the vast number of violent interactions occurring behind bars, as well as the close quarters and scarce privacy in correctional facilities, it is likely that most or all incarcerated people witness some kind of violence.

Estimating the prevalence of violence in prisons and jails
Reported incidents and estimates
Indicator of violence State prisons Federal prisons County jails Source
Deaths by suicide in correctional facility 255 deaths in 2016 333 deaths in 2016 Mortality in State and Federal Prisons, 2001-2016; Mortality in Local Jails, 2000-2016
Deaths by homicide in correctional facility 95 deaths in 2016 31 deaths in 2016
“Intentionally injured” by staff or other incarcerated person since admission to prison 14.8% of incarcerated people in 2004 8.3% of incarcerated people in 2004 Survey of Inmates in State and Federal Correctional Facilities, 2004
“Staff-on-inmate assaults” 21% of incarcerated men were assaulted by staff over 6 months in 2005 Wolff & Shi, 2010
“Inmate-on-inmate assaults” 26,396 assaults in 2005 Census of State and Federal Adult Correctional Facilities, 2005
Incidents of sexual victimization of incarcerated people (perpetrated by staff and incarcerated people) 16,940 reported incidents in 2015 740 reported incidents in 2015 5,809 reported incidents in 2015 Survey of Sexual Victimization, 2015
1,473 substantiated incidents in state and federal prisons and local jails in 2015

Prison is rarely the first place that incarcerated people experience violence

Even before entering a prison or jail, incarcerated people are more likely than those on the outside to have experienced abuse and trauma. An extensive 2014 study found that 30% to 60% of men in state prisons had post-traumatic stress disorder (PTSD), compared to 3% to 6% of the general male population. According to the Bureau of Justice Statistics, 36.7% of women in state prisons experienced childhood abuse, compared to 12 to 17% of all adult women in the U.S. (although this research has not been updated since 1999). In fact, at least half of incarcerated women identify at least one traumatic event in their lives.

The effects of this earlier trauma carries over into people’s incarceration. Most people entering prison have experienced a “legacy of victimization” that puts them at higher risk for substance use, PTSD, depression, and criminal behavior. Irritability and aggressive behavior are also common responses to trauma, either acutely or as symptoms of PTSD. Rather than providing treatment or rehabilitation to disrupt the ongoing trauma that justice-involved people often face, existing research suggests our criminal justice system functions in a way that only perpetuates a cycle of violence. It is not surprising, then, that violence behind bars is common.

The relationship between past traumas and violence in prisons is further illuminated by a growing body of psychological research revealing that traumatic experiences (direct or indirect) increase the likelihood of mental illnesses. And we know that incarcerated people with a history of mental health problems are more likely to engage in physical or verbal assault against staff or other incarcerated people.2

Violence continues after release

The cycle of violence also continues after prison. An analysis of homicide victims in Baltimore, Maryland, found that the vast majority were justice system-involved, and one in four victims were on parole or probation at the time of their murder. Other research has found that formerly incarcerated Black adults are more likely than those with no history of incarceration to be beaten, mugged, raped, sexually assaulted, stalked, or to witness another person being seriously injured.

“Gladiator school” and ties to PTSD among veterans

While the effects of witnessing violence in correctional facilities have not been extensively studied, Novisky and Peralta’s findings are reminiscent of the significant body of psychological research about veterans, witnessed violence, and post-traumatic stress symptoms. And while a prison is not a war zone, the study participants themselves made these comparisons, describing prison as “going through a nuclear war,” “a jungle where only the strong survive,” “needing to go be ready to go to war constantly,” and “gladiator school.” Veterans, regardless of exposure to combat, are disproportionately at risk for post-traumatic stress disorder (PTSD) and can experience the same debilitating symptoms of PTSD that Novisky and Peralta document among recently incarcerated people.

In an article drawing attention to PTSD among our nation’s veterans, journalist Sebastian Junger describes his own experience with symptoms of PTSD after witnessing violence in Afghanistan. Importantly, he points out that only about 10 percent of our armed forces actually see combat, so the exorbitantly high rates of PTSD among returning servicemembers are not only caused by direct exposure to danger.3 The extensive psychological research on witnessed violence among veterans helps us better understand the risks of witnessing violence in other contexts; with the findings from Novisky and Peralta’s study, we can see a similar pattern of post-traumatic stress symptoms among incarcerated people who have witnessed acts of violence, even if they did not participate directly.

Witnessing violence — whether on a neighborhood block, prison unit, or a battlefield — carries serious ramifications. Exposure to this kind of stress can lead to poor health outcomes, such as cardiovascular disease, autoimmune disorders, and even certain cancers, which are compounded by inadequate correctional health care. Previous research has also shown that violent prison conditions — including direct victimization, the perception of a threatening prison environment, and hostile relationships with correctional officers — increase the likelihood of recidivism.

Moving forward

Novisky and Peralta’s study should be read as a call for more research — and concern — about prison violence. Future research should focus on the effects of witnessed violence on further marginalized populations, including women, youth, transgender people, people with disabilities, and people of color behind bars.

The researchers also recommend policy changes related to their findings. In prisons, they recommend trauma-informed training of correctional staff, assessing incarcerated people to identify those most at risk for victimization, and the expansion of correctional healthcare to include more robust mental health and trauma-informed services. They also recommend that providers in the reentry system receive training regarding the potential consequences of exposure to extreme violence behind bars, such as PTSD, distrust, and anxiety.

While it is important to address the immediate, serious needs of people dealing with the trauma of prison violence, the only way to truly minimize the harm is to limit exposure to the violent prison environment. That means, at a minimum, taking Novisky and Peralta’s final recommendation to heart: changing the “overall frequency with which incarceration is relied upon as a sanction.” We need to reduce lengthy sentences and divert more people from incarceration to more supportive interventions. It also means changing how we respond to violence, as we explore in more depth in our April 2020 report about sentences for violent offenses, Reforms without Results.

Vast research with veterans shows that trauma comes not only from direct violent victimization, but can also stem from witnessing violence. Research among non-incarcerated populations further shows that trauma and chronic stress have a number of adverse effects on the human mind and body. And studies done behind bars show us that incarceration takes a toll on physical and mental health, and that accessing adequate care in prison is a challenge in and of itself. With all of these factors at play and with violence undermining what little rehabilitative effect the justice system hopes to have, we are stacking the cards against incarcerated people.

 

 

Footnotes

  1. The forthcoming release of data from the Bureau of Justice Statistics Survey of Prison Inmates, 2016 (expected before 2021), will provide updated information.  ↩

  2. Based on data from 2011 to 2012, the Bureau of Justice Statistics reports that 14.2% of people who indicate experiencing serious psychological distress in the past 30 days are written up or charged with some kind of assault while incarcerated in state prison, compared to 11.6% of people with any history of mental health problems, and 4.1% of people with no indications of mental health problems.  ↩

  3. Studies of U.S. Iraq and Afghanistan war veterans suggest that the lifetime prevalence of PTSD for veterans is anywhere from 13.5% (which is more than double that of the general population) to 30%.  ↩


We review the evidence and find 15 states that said no to unnecessary fees. Who will be next?

by Peter Wagner, November 20, 2020

The high cost of calling home from prisons and jails rightly gets a lot of attention in the press, but the industry’s practice of tacking on hidden fees is getting an increasing amount of attention from regulators and the savviest correctional facilities. These fees can be called by a variety of different names and can add up to significant costs to the families of people in prison. The problem got so bad that the companies were potentially making more from fees than from selling their product — phone calls.

The good news is that in 2015, the Federal Communications Commission prohibited or capped many of the fees that companies can charge consumers to open, have, fund or close an account. Most notably, the FCC capped the amount that can be charged for an “automated payment” i.e., to make a credit card deposit via the internet or a telephone keypad, at $3. At the time that the FCC capped those fees, some prison phone providers were charging fees as high as $9.50 to make a deposit, despite the fact that most companies in most other industries would be so thrilled to have customers pre-pay for services that they wouldn’t charge a fee at all.

The even better news is that some correctional systems are standing up for the low-income families that pay for these calls by pushing back against some of these unnecessary fees. We found that 15 state prison systems and at least one county jail1 have eliminated automated payment/deposit fees entirely.

State prison systems where there is no credit card fee to make deposits to prepaid accounts, October 2020

When consumers make pre-payment deposits to receive phone calls from these 15 state prison systems, consumers are charged only for the amount they are pre-paying for calls and not an additional payment fee. In October 2020, we attempted to make deposits to receive calls from each of the 50 states on the relevant providers’ websites, and discovered that in these 15 states, no additional fee was charged. In all other states, a $3 or similar payment fee was added to our proposed payment.
State Prison System Vendor
Arizona ICSolutions
California GTL
Delaware GTL
Indiana GTL
Kansas ICSolutions
Maryland GTL
Michigan GTL
Minnesota GTL
Montana ICSolutions
New Jersey GTL
Ohio GTL
Oregon ICSolutions
South Carolina GTL
Virginia GTL
West Virginia ICSolutions

Our survey looked only at the results of these contracts, but it seems clear from the available information that this outcome was the result of savvy negotiating by the facilities and not the generosity of the providers. How these contracts came to be is not always readily or publicly available, but we discovered enough evidence from the small number of readily available records to conclude that most or all of these 15 states sought out this result. For example, the original Requests for Proposals in Indiana and New Jersey said that the states would not accept bids that included deposit fees. And while we did not have access to Oregon’s original advertisement, the contract includes a prohibition on charging fees.

In sum, if states want to prohibit their phone companies from sticking their hands into consumer’s pockets with unnecessary fees, they can do so. Fifteen of them already have.

 

Footnotes

  1. We did not attempt to survey deposit fees for calls from jails, but we know that at least one county jail contract — Dallas, Texas with Securus — prohibits deposit/pre-payment fees.  ↩


When these states, cities, and counties began releasing more people pretrial, there were no corresponding waves in crime.

by Tiana Herring, November 17, 2020

As COVID-19 makes jails more dangerous than ever, people are looking closer at policies and programs that keep people out of jail and in their homes pretrial. Criminal justice reformers have long supported such measures, but opponents — including district attorneys, police departments, and the commercial bail industry — often claim pretrial reform puts community safety at risk. We put these claims to the test.

We found four states, as well as nine cities and counties, where there is existing data on public safety from before and after the adoption of pretrial reforms. All but one of these jurisdictions saw decreases or negligible increases in crime after implementing reforms. The one exception is New York State, where the reform law existed for just a few months before it was largely rolled back.

Below, we describe the reforms implemented in each of these 13 jurisdictions, the effect these reforms had on the pretrial population (if available), and the effect on public safety. We find that whether the jurisdictions eliminated money bail for some or all charges, began using a validated risk assessment tool, introduced services to remind people of upcoming court dates, or implemented some combination of these policies, the results were the same: Releasing people pretrial did not negatively impact public safety.

About 75% of people held by jails are legally innocent and awaiting trial, often because they are too poor to make bail. The overall jail population hasn’t always been so heavily dominated by pretrial detainees. As we’ve previously reported, increased arrests and a growing reliance on money bail over the last three decades have contributed to a significant rise in pretrial detention. And just three days of pretrial detention can have detrimental effects on an individual’s employment, housing, financial stability, and family wellbeing.

In this analysis, public safety is measured through the narrow lens of crime rates. But pretrial reforms promote other types of safety that are more difficult to measure, such as the safety of individuals who can remain at home instead of in a jail cell, children who are able to stay in their parents’ care, and community members who are spared the health risks (including, currently, the increased risk of COVID-19 exposure) that come from jail churn. (Furthermore, research has found that pretrial detention can actually increase the odds of future offending, which is clearly counterproductive from a crime rate-defined public safety standpoint.)

States and counties can and should build on these pretrial reforms. More progress can be made to continue reducing the number of people held pretrial, and address concerns such as racial bias inherent in pretrial risk assessment tools.1 But the data is clear: When it comes to public safety, these reforms are a step in the right direction.

State level reforms

  • New Jersey
    • Reform: In 2017, the New Jersey legislature passed a law implementing a risk-informed approach to pretrial release and virtually eliminated the use of cash bail.
    • Impact: The pretrial population decreased 50% from 2015 to 2018. By 2019, the overall jail population declined 45%.
    • Public safety: Violent crimes decreased by 16% from 2016 to 2018. There was a negligible difference in the number of people arrested while on pretrial release.

  • New Mexico
    • Reform: A 2016 voter-approved constitutional amendment prohibits judges from imposing bail amounts that people cannot afford, enables the release of many low-risk defendants without bond, and allows defendants to request relief from the requirement to post bond. (The Eighth Amendment already forbids excessive bail, but in practice, bail is regularly set at unaffordable levels in courts around the country.)
    • The impact of this reform on the jail population isn’t known.
    • Public safety: State-wide crime rates have declined since the reforms took effect in mid-2017. Furthermore, the safety rate, or the number of people released pretrial who are not charged with committing a new crime, increased from 74% to 83.2% after the reforms took effect.

  • Kentucky
    • Reform: Kentucky began using a validated pretrial risk assessment tool in 2013. In 2017, the state began allowing release of low-risk defendants without seeing a judge. In addition, a statewide pretrial services agency is required to make a release recommendation within 24 hours of arrest, and reminds people of upcoming court dates via automated texts and calls.
    • Impact: Judges have released more people on their own recognizance since 2013.
    • Public safety: The new criminal activity rate, which measures the rate at which people commit new crimes while awaiting trial, has not changed.

  • New York
    • Reform: A law that went into effect on January 1, 2020 eliminated the use of money bail and pretrial detention for most misdemeanors and many nonviolent felony cases. It also prohibited judges from considering public safety in their release decisions. But on April 3, the bail reform was amended, scaling back some of the changes. The new law, which took effect on July 1, expanded the list of charges for which bail can be set and gave judges more discretion in setting conditions of release.
    • Impact: The pretrial population declined 45% from April 2019 to March 2020. It is estimated that the April reform will result in an increase in the jail population, though it will likely still be lower than if no reforms were instituted at all.
    • Public safety: The NYPD asserted in March 2020 that the original bail reform measures were a “significant reason” for increased arrests in six crime categories from February 2019 to February 2020. However, researchers from Human Rights Watch argued that the reforms had not been in place long enough to pinpoint them as the driving force behind a rise in crime, and accused prosecutors, police, and bail bond agents of spreading “sensational stories and misleading statistics” to kill the reforms. Ultimately, New York’s short implementation period (just three months) and the absence of more complete data make the original reform’s impact on public safety unclear.

County and city level reforms

  • San Francisco, Calif.
    • Reform: Following collaboration between various judicial and public safety departments, the city has used a validated risk assessment tool since 2016. The San Francisco Pretrial Diversion Project also helps by offering alternatives to fines, dismissals of charges for “first time misdemeanor offenders” who complete treatment plans, and other forms of support for people navigating the system. In 2020, the District Attorney announced his office would no longer ask for cash bail.
    • Impact: The jail population has decreased by an average of 47%.
    • Public safety: The city’s new criminal activity rate, which measures the rate at which people commit new crimes while awaiting trial, is 10%. This puts it on par with Washington, D.C. which is often used as a model of pretrial reform success.

  • Washington, D.C.
    • Reform: The District’s Pretrial Services Agency has used a risk assessment tool since the agency was created by Congress in 1967, but their reforms go much further: Judges cannot set money bail that results in someone’s pretrial detention, there are limits to the amount of time people can spend in jail after their arrest, and the Pretrial Services Agency can connect people to employment, housing, and general social services resources.
    • Impact: Over 90% of arrestees are released without a financial bond.
    • Public safety: In FY 2019, 87% of people were not rearrested when released pretrial, and 99% weren’t rearrested for a violent crime.

  • Philadelphia, Pa.
    • Reform: In 2018, the District Attorney’s office stopped seeking money bail for some misdemeanors and nonviolent felonies, which made up the majority of all cases.
    • Impact: 90% of people facing misdemeanor charges were released without bail.
    • Public safety: Researchers found no difference in recidivism after the reforms.

  • Santa Clara County, Calif.
    • Reform: Santa Clara courts began using a validated risk assessment in 2012, and their pretrial services agency sends court date reminders to those released pretrial. In addition, community organizations such as a churches partner with individuals to remind them of court dates, provide transportation, and offer other assistance.
    • Impact: The number of people released without cash bail increased 45% after the reforms.
    • Public safety: 99% of people released were not rearrested.

  • Cook County, Ill.
    • Reform: As of 2017, judges must consider what people can afford when setting bail amounts.
    • Impact: The pretrial population has declined by about 16%. The percentage of people released without cash bail has doubled, and the increase was most dramatic for Black people.
    • Public safety: The number of overall crimes and violent crimes have continued to decline. The vast majority (99.4%) of people who were released pretrial between October 2017 and December 2018 were not charged with any new violent offenses, and 83% remained charge-free while their cases were pending.

  • Yakima County, Wash.
    • Reform: Yakima County began using a validated risk assessment tool in 2015, at the recommendation of local judicial and public safety stakeholders. The county also implemented a pretrial services program that offers services like helping people obtain mental health or drug treatment and sending automatic court date reminders.
    • Impact: After one year, pretrial detention rates decreased from 47% to 27%, and racial disparities decreased.
    • Public safety: After pretrial services were instituted, the reoffense rate declined by 20%.

  • New Orleans, La.
    • Reform: A 2017 ordinance passed by the city council virtually eliminated money bail for people arrested on municipal offenses. Since then, the city has implemented a risk assessment tool and releases some low-risk arrestees without bail.
    • Impact: There was a 337% increase in the number of arrestees released without bail from 2009 to 2019 (1.9% to 8.3%).
    • Public safety: A subsequent crime analysis found that defendants released without paying bail were no more likely to be rearrested than those who paid bail.

  • Harris County, Texas
    • Reform: Since 2019, the majority of misdemeanor defendants automatically qualify for jail release on no-cash bonds.
    • Impact: While it’s unclear how much the pretrial population has decreased, the gap between the number of white and Black defendants who are detained pretrial has narrowed.
    • Public safety: Rearrest rates did not increase after the reforms were implemented.

  • Jefferson County, Colo.
    • Reform: Following a pretrial reform pilot study, Jefferson County eliminated its money bail schedule and began using a risk assessment tool in 2010.
    • The impact of this reform on the jail population isn’t known.
    • Public safety: People released without money bail were slightly less likely to have a new arrest or filing than those released on money bail.

For more information on pretrial detention, see our reports on jail growth and the ways money bail perpetuates cycles of poverty.

 

Footnotes

  1. Risk assessment tools base their results on existing criminal justice data, which in turn reflect years of biased policing and racial disparities. And ultimately, final decisions over detainment or release are made by people, who are subject to bias. Thus, while risk assessment tools give the impression of fairness, how fair they are in practice depends on the historical data they are based on, as well as the individual using the tools.  ↩


We discuss Biden's plans for clemency, reentry support, drug courts, and juvenile justice reform.

by Wanda Bertram, November 13, 2020

During his campaign, President-elect Joe Biden released a long criminal justice reform platform with many laudable goals, and he is now in a position to begin translating those goals into policy. Of course, Biden won’t be president until late January, but his hard work of preparing to govern begins now.

As he prepares to take office, it’s important to be aware that the success of some of Biden’s criminal justice goals will hinge on how he implements them. It is all too easy for lawmakers to apply their energy for criminal justice reform in ways that will fail to make a dent or that actually reinforce mass incarceration. For example, Biden has proposed to:

  1. Use the president’s clemency power to release people convicted of nonviolent drug crimes. A president willing to use clemency in a broad, sweeping manner could significantly reduce the federal prison population — without needing to consult Congress. But if President-elect Biden spends too much time reviewing clemency applications to avoid all possible risk, it’s unlikely that he will make a big impact. To understand why, recall President Obama’s record on clemency: Obama created a bold clemency initiative, but also created unnecessary layers of administrative oversight that led to most applications being denied or “set aside.” In 2016, we wrote about the more efficient ways that a president can use the power of clemency.
  2. End all incarceration for drug use alone, and instead divert individuals to drug courts and treatment. Almost half of all people in federal prisons are there for drug offenses. But sending more people to drug courts — alternative courts that mix supervision with treatment — actually runs contrary to Biden’s goal of ending incarceration for drug use. Why? Because drug courts are still overseen by judges, who frequently throw people back in jail for failing to keep up with stringent requirements. Moreover, prison sentences for people convicted of drug possession are typically not long to begin with. As a result, the Drug Policy Alliance found, drug courts don’t significantly reduce incarceration. To end incarceration for drug use, focus on reducing drug possession enforcement overall – not just modifying the way drug users are punished.
  3. “End the school to prison pipeline” by doubling the number of mental health professionals in schools. The school to prison pipeline is a national disgrace, but its roots go far beyond a shortage of counselors in schools. High arrest rates in schools have also been linked with high-stakes testing regimes, overworked teachers, and the presence of police officers in schools (often called “School Resource Officers”). In fact, schools that retain police officers on campus have arrest rates 5 times higher than schools without those officers. If a Biden administration funds new mental health programs to reduce arrests in schools, it should pair this funding with general support for cash-strapped classrooms — and a reduction in the number of School Resource Officers — to see real results.
  4. Ensure that people leaving prison have housing, by expanding funding for halfway houses. Biden is correct to prioritize housing for formerly incarcerated people to increase health and safety. But halfway houses (as we explained in our guide to understanding them) are nothing like normal housing. They are a step down from prison, and most residents are required to be there as a condition of their parole. Halfway houses have staff who control when residents can come and go, and they are often run by the same private prison companies that Biden wants to purge from the criminal justice system. A halfway house is not a housing plan for someone leaving prison. To guarantee that formerly incarcerated people have stable homes, the government should invest in voluntary transitional housing, affordable housing in gentrifying areas, and permanent housing for the homeless.
  5. Use grants to encourage states to place “non-violent” youth in community-based alternatives to prison. This proposal is one of a number of programs in Biden’s plan that applies to “non-violent offenders” only. But the labels “violent” and “non-violent” are nebulous ones, imposed by the criminal justice system, and conceal important parts of every individual’s personal history. Especially for youth, there is no need to means-test criminal justice reform by automatically excluding anyone with the “violent” label in their paperwork. As we explained in Youth Confinement: The Whole Pie, community-based consequences are more effective than incarceration for youth charged with all kinds of offenses, including violent ones.

As we keep our eyes on the Biden administration’s action on criminal justice reform, it’s important to remember that state prisons and local jails incarcerate vastly more people than federal facilities do. Local and state lawmakers don’t need to wait for the White House to make much-needed law and policy changes.

But the president still has a great deal of power — through executive orders, cabinet appointments, policy guidance, and the bully pulpit — to reshape the criminal justice system. In fact, the legacies of past presidents (such as the Clinton administration) are clearer than ever right now as crowded prisons enable COVID-19 to spread like wildfire. The Biden administration needs to get to work immediately to prevent more COVID-19 deaths behind bars, reduce the prison population, and help people leaving prison reenter society safely, and it’s important that the administration allocate its energy in the right places. There is no time to waste.


by Peter Wagner, November 10, 2020

Yesterday, the Prison Policy Initiative filed comments before the California Public Utility Commission, calling for it to reduce the cost of calling home from California prisons and jails. Our comments included a comprehensive survey of the phone rates in each county.

In 2015, the Federal Communications Commission capped the cost of interstate calls at 21¢ per minute and is currently accepting comments on a proposal to lower that cap further still. However, FCC rate caps only apply to calls that cross states lines. But most calls do not cross state lines and those calls can cost far more — up to 90¢ per minute. For now, it is up to individual states to set rate caps for calls that stay within a state, so the California Public Utility Commission announced on October 19 that it was requesting comments on whether and how it should begin to regulate the industry.

Our comments review the cost of in-state calls from California facilities, as well as the too-high cost of video calls from California facilities. Our comments also addressed two other harmful practices: the prevalence of vendors bundling the phone and video services together into one complicated exploitative contract; and evidence showing that some vendors are charging more than the maximum $3 deposit fees authorized by the Federal Communications Commission.

The Utilities Commission will be accepting reply comments on November 19 and holding a pre-hearing conference on December 10. The Utilities Commission expects to have a proposed decision in the spring or summer of 2021. All of the documents filed in this rulemaking are available in Docket 20-10-002.


Women are being jailed at higher rates than ever. We explore whether drug arrests and substance abuse could be having an impact.

by Tiana Herring, November 10, 2020

After skyrocketing for decades, overall incarceration rates have finally been on a slow decline since 2008. But a closer look at the data reveals a major exception: women. From 2009 to 2018, the number of women in city and county jails increased by 23% — a rise that effectively cancelled out more than 40% of the simultaneous 7.5% decrease in the men’s jail population. Meanwhile, reductions in state and federal prison populations have mostly affected men.

Women make up about 10% of people in jails and prisons. This means that patterns unique to women’s incarceration are easily obscured when we focus exclusively on the larger, overall incarcerated population. And when we overlook incarcerated women as a unique group, we also fail to address the additional challenges they face — including different health care needs and a greater likelihood of being a primary caretaker of young children — that make their growing numbers all the more alarming.

Since public health research shows that women are also affected in unique ways by the opioid crisis, we decided to see whether drug enforcement trends and substance abuse could be contributing to the rising number of women behind bars.

Increased drug arrests for women

Over the past 35 years, total arrests have risen 25% for women, while decreasing 33% for men. The increase among women is largely driven by drugs: During that period, drug related arrests increased nearly 216% for women, compared to 48% for men.1

Graph showing the percent change in women's and men's drug related arrests compared to their 1985 baseline arrest numbers.

Changes in policing in the 1990s contributed to this rise. The shift toward “broken windows” policing — or arresting people for minor offenses to supposedly prevent major crime — resulted in increased arrests for both men and women. But these policies particularly affected women, who are more likely to be involved in relatively minor drug crimes like simple possession than higher-level drug offenses.

More than a quarter of women in jail are held for drug crimes, which holds true for both convicted and unconvicted women. (Another 32 percent are held for property offenses, which are often linked to drug dependence and abuse.) In state prisons as well, the share of women incarcerated for drug and property crimes is greater than for their male counterparts.2

Where are the increases in women’s incarceration happening?

We looked to see if the increase in women’s incarceration was driven by rising arrests in rural areas, where the opioid crisis has hit particularly hard. But we found that women’s drug arrests were actually up in all county types over the last decade (by 25% in rural, 23% in urban, and 26% in suburban counties).

We also checked to see if there was a significant change in white women’s incarceration, since the current3 opioid epidemic is widely viewed as a white issue. Here we did find a relevant trend: Although prison and jail incarceration rates remain higher for Black and Hispanic women than for white women, incarceration is particularly on the rise among white women. From 2010 to 2019, overall prison incarceration rates for white women increased by 2% — while simultaneously decreasing for white men, Black men, Hispanic men, Black women, and Hispanic women. When we look back a decade further, which captures the beginning of the prescription drug crisis, the gender disparity in growth was even greater: Incarceration rates increased 38% for white women and 28% for Hispanic women from 2000 to 2010, compared to 2% and 3% for white and Hispanic men, respectively.

We also found that growth in women’s incarceration is primarily happening at the jail level. Unlike incarcerated men, incarcerated women are more likely to be in county or city jails than in state or federal prison. Most of these jailed women (60%) have not been convicted of a crime and are being held pretrial, often because they cannot afford bail. This isn’t surprising when you consider that most women held on bond have incomes that fall below the poverty line.

Trends in addiction among women

Knowing that drug arrests are on the rise, we looked to see if addiction is increasing among women, particularly opioid abuse. We found that although women and men are equally likely to develop a substance use disorder, 57% of those misusing opioids are women. The health toll is enormous: Women entered emergency rooms due to painkiller misuse an average of once every three minutes in 2010. Women’s rising opioid use is also reflected in an almost 600% increase in opioid overdose deaths from 1999 to 2016, compared to a 312% increase for men over the same time frame.

Researchers find that women may be more likely to receive opioid prescriptions due to a variety of factors: Women are more likely to seek out health care, go to the doctor regularly, and report experiencing pain, including chronic pain. Health care providers are also more likely to miss signs of addiction in women. (Disparate access to health care may also contribute to the rise in the incarceration of white women specifically. White people, who have higher rates of access to health insurance and physicians, were more likely to become addicted to prescription drugs like OxyContin than Black and Hispanic people.)

Drug dependence is also more pronounced among incarcerated women than incarcerated men. The most recent data available show that in 2009, around 70% of women serving sentences in prisons and jails struggled with drug abuse and dependence.4 And from 2004 to 2009, drug abuse and dependence among women in state prisons grew at twice the rate of men.

Additional challenges for incarcerated women

The growing number of incarcerated women face unique challenges that prisons and jails aren’t equipped to address. Incarcerated women are more likely to have a history of abuse, trauma, and mental health problems than incarcerated men.5 One-third of women in jails, for example, report experiencing serious psychological distress in the past 30 days. Women may also have additional health considerations, including pregnancy and reproductive health concerns.

Incarceration also has devastating effects on the families of incarcerated women. The majority of women in prisons and jails are mothers to minor children, and most incarcerated mothers were their children’s primary caretaker before their incarceration. The trauma of having a parent incarcerated leaves lasting negative impacts on children, and parental incarceration can cause financial instability for families.

For the sake of incarcerated women and their families, more needs to be done to understand the continued rise in women’s incarceration — and to make sure reforms impact women as well as men.

 

Footnotes

  1. This data – and the data in the following graph – comes from the “Arrestee Sex” table from the FBI Crime Data Explorer. A previous version of this briefing stated total arrests had risen 15% for women, while decreasing 40% for men. The previous version of the following graph stated that drug related arrests increased nearly 190% for women and 34% for men. These percentages were based on more limited data presented in the FBI Crime Data Explorer tables entitled “Male Arrests By Age” and “Female Arrests By Age.”  ↩

  2. According to the BJS’ Prisoners Series reports from 2010 to 2019, the percentage of women in state prisons held on drug offenses remained at around 25% from 2009 to 2018, while an average of 27% were held for property offenses. Over the same time period, an average of 15% of men in state prisons were held for drug offenses and 17% for property offenses.  ↩

  3. In the 1970s, Black and Latinx communities experienced a heroin epidemic that did not receive the same amount of public awareness, sympathy, or resources as the current opioid epidemic.  ↩

  4. It’s possible the percentage of people incarcerated who are drug dependent is even higher, since the most recent data are from 2009, and heroin deaths didn’t start to rise until 2010. Additionally, the data exclude people detained in jails who are not convicted — which is about 75% of all people in jails.  ↩

  5. 73% of women in state prisons reported having a mental health problem in 2006. 98% of women in jails had been exposed to trauma during their lifetimes, according to a 2005 study.  ↩


Across the country, local governments are building more jail space rather than working to reduce incarceration. New data shows that this trend is especially visible on tribal lands.

by Emily Widra, Wanda Bertram and Wendy Sawyer, October 30, 2020

New data from the Bureau of Justice Statistics shows that the number of jails in Indian country has risen rapidly in recent years, from 68 jails in 2000 to 84 in 2018 (an increase of almost 24%). The number of people in Indian country jails has also grown — by over 1,000 people, or about 60% — even though the total number of people living in these areas has hardly changed.1

The rapid expansion of jail space in Indian country — that is, on tribal lands — holds with a recent nationwide trend. Jail populations have skyrocketed over the past three decades, leading first to overcrowding, and then to sheriffs announcing that they need to build more jails to alleviate overcrowding. But as we’ve previously discussed, while new jails might make existing jails less crowded in the short term, they can enable more incarceration in the long term. And in Indian country, it appears that they have.

As of 2018, 35% of Indian country jails are still holding more people than they were designed for. Compare this number to the 34% of Indian country jails that were above capacity in 2013: The share of overcrowded jails has actually increased slightly over the last several years.2 Only 55 jails in Indian country have populations consistently below their maximum capacity. As the number of jail beds has grown, so has the number of people incarcerated:

chart showing that Indian country jails have added 2,225 beds and 1,249 people between 1999 and 2018

Building new jails in Indian country — as in the U.S. in general — enables the criminal justice system to lock up more people for longer periods of time. Most people in jails are being held pretrial; in other words, they are still legally innocent. Indeed, the share of people held pretrial in Indian country jails increased by 20 percentage points (an 80% increase) from 1999 to 2018, and the average length of stay in Indian country jails has doubled since 2002. (At the same time, the share of local jail populations outside of Indian country that are held pretrial has increased by 23% and the average length of stay has stretched by 33%.)

chart showing that the share of people held pretrial in Indian country jails has increased from 25 to 45 percent from 1999 to 2018, and the average length of stay has doubled from 4.5 days to 9 days over the same time

Counties can safely reduce pretrial detention by passing common-sense laws such as money bail reform. On the other hand, allowing pretrial detention to rise by building more jails means that more poor people are separated from their homes, families, and jobs before trial, and subjected to the dangerous conditions of incarceration.

Another startling finding from the report is that for 16% of people in Indian country jails, the most serious charge on which they are held is “public intoxication.” Only about 1.5% of people in U.S. jails in general are held on charges of drunkenness,3 so why is it so much more common in Indian country? Recent studies suggest that the frequency of alcohol consumption among Native Americans is not significantly higher than that of white people or the general population, contrary to stereotypes. But Indian country jails are locking up more people for public intoxication than they do for domestic violence, assault, sexual assault, burglary, larceny, drug offenses, and driving under the influence.

The answer likely has to do with local governments using police and jails to “fix” the problem of people being intoxicated in public, rather than expanding health care and housing to help them get their lives back on track. During the last three decades of jail expansion, jails — particularly in areas where social services are poorly funded — have frequently been used to house people with substance use disorders, including alcohol use, despite the fact that jails are unable to provide effective medical and mental health care to incarcerated people.

There are severe consequences to relying on jails to solve or hide social problems. We know that incarceration can be harmful to individuals and communities, but in Indian country, the effects are even more pronounced:

  • Health: Native people are more likely to suffer from chronic illnesses like liver disease, diabetes, and heart disease. Given that jails are not equipped to care for people with long-term illnesses, and that jails themselves are often dangerous environments (with poor food, sanitation, and temperature regulation), the chance that a Native person will die from their illness while incarcerated is serious.4
  • Unemployment: The unemployment rate of Native people in the U.S. is 2.7 percentage points higher than that of the general U.S. population. Incarceration — even without a conviction — hinders individuals’ ability to maintain or find employment, compounding the risk of unemployment among Native people.
  • Poverty: Native communities are some of the poorest in the U.S.: 1 in 3 Native Americans lives in poverty, and Native people have a poverty rate more than double that of the general population. And incarceration, as we’ve previously reported, only makes people poorer (by keeping them out of the workforce and saddling them with debts).

The recent jail-building boom in Indian country — and nationwide — reflects an unfortunate preference for using police and incarceration to solve problems that stem from inequality. As we explained in our 2019 report Does our county really need a bigger jail?, the right response to a burgeoning jail population is not to build more jail beds, but to reform local criminal justice systems and guarantee people the basic resources (including housing, healthcare, and employment) that they need to succeed.

 
 

Footnotes

  1. In 2000, there were 944,000 American Indian or Alaskan Native people living in Indian country, according to the U.S. Census. In 2016-2018, there were 939,000, according to the U.S. Bureau of Labor Statistics.  ↩

  2. These calculations are based on the number of people held on the days in June 2018 and June 2013, respectively, on which the custody population of each facility was the largest, referred to as the “peak population.”  ↩

  3. This percentage is calculated from data used for our report Mass Incarceration: The Whole Pie 2020. 7,000 people are detained pretrial in jail on charges of “drunkenness/morals” (i.e. that is the most serious charge on which they are being held) and 4,000 are serving a sentence in jail for that same offense. Those 11,000 people make up only 1.5% of all 746,000 people in jails.  ↩

  4. Given that the death rate for American Indian and Alaska Native people is already 1.3 times higher than the general U.S. population, it is safe to assume that the rate for American Indian and Alaska Native people in jail is even higher than that of non-Native people in jails.  ↩


At the current pace of decarceration, it will be 2088 when state prison populations return to pre-mass incarceration levels.

by Alexi Jones, October 30, 2020

Last week, the Bureau of Justice Statistics (BJS) released Prisoners in 2019, an annual report that breaks down the number of people incarcerated in state and federal prisons. Along with the report, BJS released a press release that paints a deceptively rosy picture of mass incarceration in the United States, which has been parroted by numerous media outlets.

The press release boasts that the United States’ incarceration rate (419 per 100,000 people) is at its lowest since 1995, and that Black Americans are incarcerated at the lowest rate in 30 years. But this framing misses the bigger picture: 1.4 million Americans, who are disproportionately Black, are still incarcerated in state and federal prisons — meaning that the prison population is still five times larger than it was in 1975, before the “war on crime” really took hold and the number of people under correctional control exploded.1 Moreover, the slow pace of decarceration, especially for Black people and women, means we are looking at decades more of racially disparate mass incarceration in the United States unless lawmakers are willing to make much bolder changes.

If knowing the historical context is helpful, so is understanding that incarceration goes beyond federal and state prisons. 738,000 people, disproportionately Black, are locked up in local jails as of 2018. That year (the most recent for which BJS has published jail data), there were 4.7 times as many people incarcerated in local jails as there were in 1978. This increase is largely due to the rise in pretrial detention — the jailing of people who are still awaiting trial and haven’t been found guilty of a crime. (The newly-released prison data also obscures the fact that in some places, people who would have been held by state prisons in 1995 are now held by local jails, most notably in California, where this “realignment” was enacted in an effort to reduce prison overcrowding. There and in other states, changes to sentencing structures have shifted people out of prisons but into jails.)

Not only is our state and federal prison population still massive, the data in the report reveals that our pace of decarceration has been stubbornly slow. Recent criminal justice reforms have not been nearly enough to counteract the massive growth of our prison populations over the past forty years. At the current pace of decarceration:

  • It will be 2044 when the federal prison population returns to pre-mass incarceration levels — 24 years from now.
  • It will be 2088 when state prison populations return to pre-mass incarceration levels — 68 years from now.
  • It will take until 2039 for the Black incarceration rate to equal the 2019 white incarceration rate—19 years from now.
  • And it will be 2199 when the women’s prison population returns to pre-mass incarceration levels — 179 years from now.

Troublingly, the report shows that, at least in the year before the COVID-19 pandemic, some states were moving backwards. From 2018 to 2019, Indiana’s prison population increased by 1.1%, Alaska’s grew by 2.2%, Georgia’s rose 2.2%, Nebraska’s increased by 3.5%, North Dakota and Alabama both saw a 5.5% increase, and most disturbingly, Idaho’s prison population grew by 8.9%. Even worse, almost all of these states have prison systems that are already overcrowded, or close to their maximum capacity. Nebraska and Idaho’s prisons, for example, are holding 115% and 110%, respectively, of their highest capacity. (During the pandemic, at least some of these states have reduced their prison populations more significantly, but it remains to be seen whether these reductions will last.)

The federal prison system’s population is declining at a faster rate than state prisons, but the report shows that reforms are not going far enough. Nonviolent drug offenses are still a defining characteristic of our federal prison system. In 2019, 46% of people locked up in federal prisons were serving time for a drug offense, while only 8% were serving time for a violent offense.

The report also boasts that the Black incarceration rate is at its lowest since 1989. While Black Americans certainly are incarcerated at a lower rate than they have been at other points in U.S. history, it’s important to put these numbers in perspective. Black Americans are still incarcerated in state and federal prisons at five times the rate of white Americans. 1.1% of all Black Americans are incarcerated, compared to 0.02% of white Americans. The numbers are even more disturbing when we focus in on Black men. 1 in 50 Black men are incarcerated, including over 1 in 25 Black men between 25 and 44 years old.

graph showing racial disparity between white and black men at all ages in prison in 2019

Finally, the report reveals that the women’s prison population is declining at less than half the rate of the men’s population. Between 2009 and 2019, the men’s prison population declined by 1.2% per year, while the women’s population has declined by 0.5%, or 550 people per year. This is despite the fact that women’s state prison populations grew 834% over nearly 40 years — more than double the pace of the growth among men.

Prisoners in 2019 underscores the need for bold criminal justice reforms that dramatically reduce our prison populations and eliminate the pervasive racial disparities in our criminal justice system. And as we have noted before, states must pay special attention to women’s incarceration. Criminal justice reforms are even more urgent as COVID-19 sweeps through prisons and jails across the country, putting millions of lives at risk.

 

Sources and methodology

The late 1970s is an especially useful point of reference because it is right before the “war on crime” really took hold-incarceration rates had been relatively flat for decades and the number of people under correctional control had not yet exploded. In order to determine our baselines we used incarceration rates to ensure that 1975 was representative of historical trends. We used 1975 as our starting point for the prison population comparisons and projections.

The data for our state and federal prison projections came from the Bureau of Justice Statistics reports Prisoners in 2019 and Historical Statistics on Prisoners in State and Federal Institutions, Yearend 1925-86. For the federal prison population, we used 1975 as our baseline (24,131 people) and 2012 (197,050) as our peak value with an average yearly decline since the peak (6,100/year) to arrive at our projection of 2044. And for the population held in state prisons, we used 1975 as our baseline (216,462) and 2009 (1,365,688) as our peak value with an average yearly decline since the peak (15,168/year) to arrive at our projection of 2088.

For our racial disparity projection, we relied on data in Table 5 of Prisoners in 2019. We used the current incarceration rate for white individuals (214) as our baseline, and focused on the change in the incarceration rate for Black individuals between 2009 (the year prison populations peaked) and 2019, which declined by an average of 44.8 people per 100,000 per year. It would therefore take over 19 years for the Black incarceration rate to reach the 2019 white incarceration rate.

Finally, for women’s incarceration, we used 1975 as a baseline (with 8,675 women in state and federal prisons), and 2009 (113,485 women) as the peak with an average decline of 553 women per year to arrive at our projection of 2199.

Footnotes

  1. In 1975, there were 216,462 people incarcerated in state prisons, and 24,131 people incarcerated in federal prisons for a combined population of 240,593. In 2019, there were 1,430,805 million people incarcerated in state and federal prisons.  ↩


Electronic law libraries are not always improvements for incarcerated people, particularly when prisons turn to them as a way of cutting costs.

by Stephen Raher and Andrea Fenster, October 28, 2020

Prisons and jails are increasingly turning to electronic law libraries, moving from traditional book collections to databases accessed via shared kiosks or tablets. As of 2018, 88% of states have transitioned to electronic-only legal research tools. And in 2020, with a pandemic making in-person gatherings risky, even more prisons and jails may be moving to make services like law libraries digital.

These legal resources are essential for people behind bars, who have a constitutional right to access the courts, which includes the right to assistance in preparing and presenting a valid legal claim.1 When prisons provide this assistance in the form of an electronic law library, it’s important to understand how and why these systems are put in place.

In particular, there’s a world of difference between a prison system that designs a digital library with the needs of incarcerated people in mind, compared to one that digitizes its library primarily to cut the costs of running a physical library. To illustrate this difference, consider the two markedly different approaches that Oregon and South Dakota took when implementing an electronic law library system. While neither state’s program is perfect, both provide valuable lessons in the importance of system design.

Oregon

Oregon’s new program is unique because of the way it was designed. It originated with State Law Librarian Cathryn Bowie, who noticed a substantial number of requests for materials that already existed but which were inaccessible to those in the state prison system. While the resulting online system is expected to save the state money over time, it was designed with usability, not budget cutting, as the primary focus. Oregon’s system is an online legal research system provided by a vendor called Fastcase, with external links disabled. Oregon’s system for legal research has several key features:

  • Planning process. Planning for the Oregon project started with librarian Bowie visiting every prison in the state and asking incarcerated people about their research needs. Although the content is provided by a vendor (Fastcase), the system was designed in-house, as a collaboration between the state law library and the Department of Corrections.
  • Cross-agency. The research platform is available not only to adults in the state prison system, but also to patients in the Oregon State Hospital and juveniles confined in the Oregon Youth Authority.
  • Expansion plans. According to Bowie, the project’s designers are not resting on their laurels. Having established the basic functionality and security of the research platform, the designers are evaluating future enhancements (again, driven by user needs). For example, the research platform is now available on desktop computers in facility libraries, but project managers are working on ways to make the resource more readily available to people in segregation or who otherwise have difficulty accessing the library. Other features that could be in the works in the future include educational programs, an expanded catalogue of publications, and electronic court filing capabilities.
  • Ongoing training. Bowie continues to tour the state, training incarcerated people on the new electronic legal research system. Unlike South Dakota where training is conducted by a marketing employee of the contractor, Oregon’s training is conducted by the person who is in charge of the program: thus user feedback and suggestions can go straight to the program manager, without having to filter through layers of corporate bureaucracy.

No system is perfect, and surely, Oregon’s law library system has shortcomings. Still, the very fact that it is designed and managed with the specific needs of incarcerated users in mind is a step in the right direction.

South Dakota

On the other hand, South Dakota’s law library system design is largely a result of cost cutting efforts by prison administrators. Prior to 2017, South Dakota provided legal assistance to people in its state prison system via contract attorneys and paralegals who would visit facilities and provide one-on-one assistance to people who needed help. However, in October 2017, the state eliminated this system and replaced it with a computer research program provided by Lexis-Nexis. Users are expected to access this database via computer tablets issued by communications company Global Tel*Link (“GTL”).

The switch saved the state over $80,000 on its regular contracting, not to mention savings on other costs, like printed law books.2 Yet, the cost savings is only part of the story:

  • Technical failures. When the tablets were rolled out, many users reported persistent connection problems that prevented them from actually doing legal research. Managers eventually concluded that the system’s wireless signals could not travel through the thick reinforced concrete that was used in many facilities, something that apparently was not tested prior to the rollout of the new system.
  • Economic unfairness. Although people in South Dakota receive a tablet for free, woe be to those who experience malfunctions. GTL’s corporate representative did not even know if there was technical assistance for people whose tablets fail through no fault of their own. However, if an “investigation” determines that the user is responsible for damage, then they must pay $199 for a replacement. GTL buys the tablets for $80 each.
  • Technology instead of help. The Lexis app that runs on the GTL tablets is the same software that legal professionals use (Lexis Advance), with external links disabled. On the one hand, this is helpful since plenty of training materials for Lexis Advance already exist. On the other hand, it’s a vivid illustration of the folly of not providing regular in-person assistance to incarcerated people who need legal help. Law schools and law firms spend considerable resources training lawyers (or soon-to-be lawyers) how to navigate Lexis’s dense collection of information. It is willful indifference to simply give an app to a population of non-lawyers with below-average levels of formal education and unfamiliarity with technology, and expect them to perform legal research. Even GTL’s corporate representative admitted that the tablets are used by “individuals who, in many instances…have no familiarity with tablet technology.” Lexis did provide some on-site training when the program first started, but now only offers live training upon the DOC’s request, via a Missouri-based employee who is responsible for numerous states. It’s unclear whether the DOC regularly schedules such trainings, but it is clear that user education is an afterthought.
  • Lack of detailed planning. Incarcerated people sued South Dakota in 1998, alleging constitutional violations of their right to access the courts. When the state settled those lawsuits, it agreed to maintain specified legal resources at all state prisons. It would be logical that the new computerized research system would be designed to honor the state’s obligations under the settlement agreement, but Lexis-Nexis’s corporate representative testified that he was unaware of the settlement or its contents.

Conclusion

South Dakota and Oregon illustrate two radically different approaches states can take to updating their prison law libraries: Take the time to identify people’s needs, and then work collaboratively to continue to train users and modify the systems as necessary; or offload the burden of providing a law library onto a private company, who in turn throws a digital product at incarcerated people and wishes them the best. Unfortunately, by now, many other prison systems have likely taken South Dakota’s path. But with incarcerated people’s access to the courts on the line, states need to focus not on cost-cutting, but on usability.


A Note on Methodology

This piece was written using a combination of sources. The information on Oregon’s law library largely came from an interview on the radio show Think Out Loud with librarian Bowie and an interview by the author. For South Dakota, we drew on two depositions from a 2018 class action case, Brakeall v. Kaemingk. The information used in this briefing can be found in the deposition of Brian Peters at pages 20-35, and the deposition of Anders Ganten at pages 21-34.


Footnotes

  1. Lewis v. Casey, 518 U.S. 343 (1996).  ↩

  2. In 2017, the South Dakota legal aid contract cost $137,400. Other costs, like paper law books and fees for alternate lawyers when the on-site attorney had a conflict, added up to over $276,000 in 2017. The Lexis-Nexis research program cost only $54,720 in the first year.  ↩


Using D.C. as a case study, we explain how much non-criminal – and often drug related – “technical” violations of probation and parole contribute to unnecessary jail incarceration.

by Andrea Fenster, October 28, 2020

Parole and probation violations are among the main drivers of excessive incarceration in the U.S., but are often overlooked policy targets for reducing prison and jail populations. Nationally, 45% of annual prison admissions are due to supervision violations, and 25% are the result of “technical violations” — noncompliant but non-criminal behaviors, like missing meetings with a parole officer. The sheer number of people held in jail for mere violations of supervision exemplifies the gross overuse and misuse of incarceration in the U.S.

Despite their impact on local jail and state prison populations, technical violations are not well understood, often appearing in the data simply as “violations” without any description of the underlying behavior. However, Washington, D.C. stands out by publishing a wealth of local jail data as well as contextual data from federal agencies like the Court Services and Offender Supervision Agency (CSOSA), which offers a fuller story of what happens to people on supervision.

Given this abundance of data, we use D.C. as an illustrative example to explore excessive jail detention for technical violations, including what behaviors lead to violations, the extraordinary lengths of time people can be held for violations, and important demographic information showing that people on supervision face serious employment and housing barriers – which are only exacerbated when violations lead to re-incarceration. Following our analysis of D.C. technical violations, we discuss the problematic legal process underlying these violations.

graph showing 1 in 7 people in DC jails are held for supervision violations

In the nation’s capital, the scope of the problem is conspicuous. The Washington, D.C. Department of Corrections estimates that 14.3% of all men and 8.5% of all women housed in the system are held as a result of a parole violation.1

How D.C.’s supervision system sets people up for revocation

Burdensome conditions of release

With so many requirements, it’s easy to “fail” supervision.

In D.C., people under supervision can get a technical violation for behaviors such as:

  • Not reporting to their CSO
  • Not allowing a CSO to visit their home
  • Leaving the “judicial district” without permission
  • Not working regularly
  • Not attending training, school, or drug treatment
  • Not notifying their CSO of a change of address or employment
  • Going to places where illegal substances are sold, used, stored, or administered
  • Associating others who are “engaged in criminal activity” or have felony convictions
  • Not notifying, within 2 days, their CSO of a new arrest or mere questioning by police
  • Acting as an informant or special agent for law enforcement without permission
  • Not adhering to any other general or special conditions, like curfew or GPS monitoring
  • Not submitting a sample for drug testing
  • Not paying fees that are a condition of release

When people serving a sentence from D.C. Superior Court are released from jail or prison, many remain under supervision of some form – either supervised release or parole. Each person under supervision must comply with certain conditions, which are monitored by a Community Supervision Officer (CSO). The same is true of those sentenced by a court to probation, another form of supervision, instead of a period of incarceration. The Robina Institute estimates that people on probation must comply with 18 to 20 requirements a day; the list of requirements in D.C. illustrates how easy it can be to “violate” these many conditions (see sidebar).

Enforcement of the often numerous and onerous conditions is left to CSO discretion. When someone under supervision does not meet one or more of their requirements, the CSO either decides to apply “graduated sanctions” – like more frequent drug testing, more frequent reporting, or curfew – or files an Alleged Violation Report (AVR). The AVR is the document that initiates proceedings against a person under supervision, which, if a warrant is issued, may result in a revocation hearing and ultimately, incarceration.

The system of supervision leads to inflated jails

In D.C., the second most common “most serious offense” for men in jail is a parole violation, just behind assault and ahead of weapons violations, drug offenses, property crime, burglary and robbery, and other violations of law. Among women, parole violations are the third most common “most serious offense.”2 The D.C. Department of Corrections (DOC) reported that, as of April 2020, 8.5% of women and 14.3% of men in jails were held on charges that included a parole violation or had a “Parole Violator” status.3

For context, we previously found that in both New York and Texas, parole violations made up just over 8% of those in jails statewide. In comparison to those states, D.C.’s jails hold a larger proportion of people on parole violations. However, when compared to the share of people held for supervision violations in other large cities like Philadelphia (58%), New York City (27%), and New Orleans (22%), D.C.’s incarceration for violations (about 14%) appears consistent with – or even more modest than – other cities’.

In more concrete terms, those percentages mean that roughly 250 out of nearly 1,800 people in D.C.’s jails4 are being held because they violated parole or are awaiting a revocation hearing. It is worth noting that, while the Court Services and Offender Supervision Agency (CSOSA) officially reports that Alleged Violation Reports for technical violations usually do not result in revocation to incarceration, just because someone isn’t officially revoked doesn’t mean they won’t spend a long time in jail awaiting a hearing for that decision. For people in jail whose most serious (alleged) offense is a parole violation, the average stay is nearly 4 months.

graph showing women in DC jailed longer for parole violations than misdemeanor sentences

Four months in jail is nothing to scoff at. And yet, on average, a woman in D.C. Jail on a parole violation is confined longer than one awaiting a felony trial and almost four times as long as those awaiting trial for misdemeanors. Even more egregious, jail time for women’s parole violations, on average, outlast even full sentences for misdemeanor convictions. Such extended periods of confinement are concerning because even much shorter periods of incarceration can result in severe consequences like housing and job loss, on top of the extreme loss of liberty, privacy, and self-determination inherent in incarceration.

Most violations are infractions for low level – and frequently non-criminal – offenses

Frequently, people who are rearrested while on supervision are not arrested for a new crime, but are scooped up by the criminal legal system for entirely non-criminal behavior. In D.C., 30% of people who are rearrested while on supervision are arrested merely for violation of a condition of release.5
In contrast, less than 5% of rearrests were for “violent” offenses.

graph showing technical violations are most common reason for rearrest while under supervision in DC

The large number of arrests for supervision violations is particularly frustrating when we look more closely at what these arrests are for. While the D.C. jail data does not include a breakdown of the underlying offenses for parole violations, data from the Court Services and Offender Supervision Agency (CSOSA) about Alleged Violation Reports (AVRs) helps fill this gap. While not all AVRs lead to arrest and jail time, technical violations that land people in the D.C. Jail typically start with an AVR.

In 2019, just under half of the total population on supervision (7,217 out of 14,830 people) had violations that a Community Supervision Officer (CSO) deemed serious enough to warrant an AVR, initiating revocation proceedings.6 Of those AVRs, about 60% were for new arrests, 20% were for missing supervision appointments, and 20% were for other technical violations – many likely drug related, considering the overwhelming share of all technical violations related to drug tests.

CSOSA provides data on all technical violations – not just those that result in an AVR – and overall, drug related violations account for far more technical violations than any other offense type.7 In 2019, D.C. reported 96,528 total technical violations; over 90% (87,424) were drug related. While drug offenses are generally perceived as low-level offenses, even the term “drug related” may overstate the severity of these violations: over half were for not submitting a specimen for testing – not for failing a test, but simply missing a test.

For those on supervision who are struggling with substance abuse, the carceral “solution” forged by the parole system is counterproductive. It rips people from tangible supports like drug treatment and counseling, opting to criminalize individuals rather than taking a public health approach. People are then sent back to jail or prison, stifling any progress towards sobriety they may have made in the community.

Of the small portion of technical violations that were not drug related, most were for relatively trivial offenses: 3.1% were for not reporting to a Community Supervision Officer (CSO), 3% were for a violation relating to electronic monitoring, and less than 1% were for not cooperating with drug treatment. 2.4% were categorized as “other non-drug violations.”

Violations and revocations undermine community supervision goals

At least in theory, supervision after incarceration is meant to successfully reintegrate people back into society. CSOSA recognizes that the beginning of supervision is particularly challenging for those new to supervision. Yet their solution is merely to “stress the importance of complying,” threatening jail time instead of offering tangible supports for people on supervision who are facing so many other barriers. For example:

  • Only half (52%) of those under supervision were employed. CSOSA estimated that less than two-thirds of the population under supervision was employable to begin with.8
  • More than 1 in 4 (29.4%) people in the supervised population do not have a high school degree or GED.
  • More than 1 in 10 (11.2%) people on supervision do not have stable housing.

Compounding the problem, jail time and revocations destabilize vulnerable people even further:

  • Those who are revoked are far less likely to be employed, even if they were employable in the first place: only 17.4% of those revoked who are employable have work.
  • Almost 45% of those who are revoked do not have a high school level degree.
  • People who are revoked are more than twice as likely as those who were not reincarcerated to have unstable housing.

Even the system used to determine whether a violation occurred is seriously flawed

Incarceration for supervision violations is especially concerning because revocation hearings are much less formal than criminal proceedings and come with many fewer protections, despite the fact that periods of incarceration after revocation can exceed full sentences handed out by a court. For instance, while the criminal standard for conviction requires proof “beyond a reasonable doubt,” a finding of revocation needs only to be based on a “preponderance of the evidence.”9 Hearing examiners in revocation hearings can also consider evidence that would be inadmissible or might not reach the standards of credibility required in a criminal case.10 And there is no right to a jury despite the fact that most recommended sentences for revocations are over 6 months.11 For technical violations alone, sanctions can include up to 16 months of incarceration or extended supervision.

Even the guideline categories that recommend new sentences for different violations are problematic. The range of recommended periods of incarceration is based off of a “Salient Factor Score.” However, these scores are almost entirely based on a person’s past criminal record – a measure which people cannot change and only ever increases but never decreases. Because the score weights previous criminal records so heavily, only 0.4% of people fall into the lowest risk category and consequently the lowest recommended sentences. Compounding the problem are expedited revocation offers, which, in practice, are similar to coercive plea deals.12

The big picture

People in jail for technical violations – things that are not criminal offenses for people not under supervision – exemplify the overuse and misuse of incarceration. D.C. is just one criminal legal system among over 50 more in every state and territory. Dismantling mass incarceration is impossible without also addressing the systems that latch on to people involved in the criminal legal system and refuse to let go. To get the full picture, politicians, advocates, and scientists must take hard look at the many Americans under supervision and the ways that they are continuously churned through our massive criminal legal system. It is time to end these cycles of criminalization and find solutions that free people from the enormous reach of supervision.


Footnotes

  1. The information in this briefing is based on the D.C. DOC’s Facts and Figures report from April 2020. The D.C. DOC put out a report with updated figures from July 2020 that shows the proportion of people held on parole violations as being lower than April. This is likely due to the COVID-19 pandemic, and thus is not necessarily representative of incarceration over time. It does, however, suggest that it is unnecessary to hold so many people in jail for parole violations.  ↩

  2. These rankings exclude men and women held by the U.S. Marshals’ Service (USMS) who are held in D.C. Jails for trials in the federal system. USMS holds account for 30% of the male population and 35% of the female population.  ↩

  3. The total number of people total who are charged with a parole violation may actually be higher, because it may not be their “most serious offense.”  ↩

  4. This estimate is based on the average daily population of the D.C. correctional system in FY 2020 and the percentages of “Parole Violators” reported in the D.C. DOC’s Facts and Figures for April 2020. More specifically, we estimate that about 240 of 1,675 men and 9 of 111 women were held at least in part on parole violations.  ↩

  5. On top of that, another 12% were arrested for “public order” offenses – things like DUIs, disorderly conduct, gambling, prostitution, traffic offenses, vending and liquor law violations, drunkenness, vagrancy, curfew, and loitering.  ↩

  6. There were 6,851 AVRs issued for those on supervised release and parole and another 366 for those on probation. The total supervised population was 14,830, meaning that just under half of the people on supervision, at some point in 2019, had an AVR submitted.  ↩

  7. There are eleven substances that the drugs tests measure, including alcohol and cannabis. Use of either substance, though it may not be illegal, may constitute a violation of release.  ↩

  8. Employability is determined by CSOSA by a job verification at the beginning of each person’s supervision period. CSOSA deems a person employable if they are not retired, disabled, suffering from a debilitating medical condition, receiving SSI, participating in a residential treatment program, participating in a residential sanctions program (i.e., incarcerated), or participating in a school or training program.  ↩

  9. Proof beyond a reasonable doubt is an exacting and high standard of proof. The jury instructions describe that it is absent of the kind of doubt that “would cause a reasonable person, after careful and thoughtful reflection, to hesitate to act in the graver or more important matters in life.” On the other hand, a preponderance of the evidence requires only that the fact is more likely true than not.  ↩

  10. In criminal court, judges use complex rules like the Federal Rules of Evidence to ensure that evidence used to convict a person is both reliable and credible. However, in revocation hearings, a finding of credibility or reliability is not required. Instead, hearing examiners can exclude evidence that is irrelevant or repetitious. Also, fewer constitutional protections apply, meaning that hearing examiners can review things that courts have excluded on constitutional grounds.  ↩

  11. In D.C. Superior Court, people who are charged with offenses that are punishable by at least 180 days of incarceration or a fine of $1,000 are entitled to have their cases heard by a jury. Cases that carry less than a maximum of six months’ incarceration are be heard and decided by a judge. D.C. Code S 16-705(b).  ↩

  12. These plea deals encourage people to admit guilt, even when they may be entirely innocent, in order to avoid going to a hearing or trial which might lead to even more time behind bars.  ↩









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